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Frequently Asked Questions About Working With Us.

Frequently asked questions about Intercoastal Wealth Planning: how the fiduciary standard works, how we're paid, what we cover, and how to get started.

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Quarterly notes on retirement strategy, tax law changes, and what we're watching in the markets. From a fiduciary CFP, written for clients (not the financial press).

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Frequently Asked Questions

What's a fiduciary financial advisor?

A fiduciary financial advisor is legally required to act in your best interest at all times, on every recommendation. The fiduciary standard is higher than the suitability standard that applies to many broker-dealer reps. Our CFP is held to the fiduciary standard.

Are you fee-only or fee-based?

Fee-based. Most of our compensation comes from advisory fees, fully disclosed up front. Where commissions apply (insurance, annuities, certain products), we disclose those too. The distinction between fee-only and fee-based matters when you're picking an advisor, so we put it up front.

What's the minimum to work with you?

We work mostly with families and individuals at household incomes of $250,000 or above, plus business owners, professional women, widows, divorcees, and inheritors at similar wealth tiers.

Where are your offices?

Boca Raton and Plantation, Florida. The Boca office serves Palm Beach County and surrounding areas. The Plantation office serves Broward County. Both are independent fiduciary practices under Intercoastal Wealth Planning.

Do you work with clients outside South Florida?

Yes. We're licensed in all 50 states. Most non-Florida client relationships run virtually after the first one or two in-person meetings.

What services do you offer?

Full financial planning, investment management, retirement planning, tax planning, estate planning, business succession and exit planning, plus specialty work in IRA rollovers, Roth conversions, Social Security optimization, 529 plans, insurance planning, financial coaching, charitable giving, and trust planning.

How much does it cost to work with a financial advisor?

Most ongoing advisory relationships are billed as a percentage of assets under management, with the rate scaling down as assets grow. Some firms also offer flat-fee or hourly arrangements. The right answer depends on the size and scope of the plan. We disclose the full fee schedule before any engagement.

What's an IRA rollover?

An IRA rollover transfers money from a previous employer retirement plan (401(k), 403(b), or similar) into an IRA. Done as a direct trustee-to-trustee transfer, it isn't a taxable event. Read more about IRA rollovers.

What's a Roth conversion?

A Roth conversion moves money from a traditional IRA or 401(k) into a Roth IRA, paying income tax in the year of the conversion. The benefits: tax-free growth and withdrawals, no RMDs at age 73, tax-free inheritance for beneficiaries. Read more about Roth conversions.

When should I claim Social Security?

Depends on your health, your spouse's benefit, your other income, and your tax situation. For most filers in good health with other income to bridge the gap, delaying to 70 maximizes lifetime expected benefits. We model the math individually. Read more about Social Security optimization.

Do you draft wills or trusts?

No. We aren't estate attorneys. We coordinate with your estate attorney on the documents and handle the financial side: beneficiary audits, account titling, retirement account inheritance planning, and ongoing review. Read more about estate planning.

Do you sell annuities or insurance?

Sometimes, when they fit a client's plan. We earn a commission in those cases and disclose it up front. Most of the time the right answer isn't an annuity, and we say so. Read more about insurance planning.

How do I get started?

Start with a no-cost consultation. We'll talk about where you are, what you're working through, and whether we're a good fit. Schedule via the form on this site, or call 954-809-3553.

About The Firm.

Find Us

Two offices, one team.

Boca Raton (Home Office)

1200 North Federal Highway, Suite 300
Boca Raton, FL 33432
(954) 809-3553
Monday to Friday, 8:30 AM to 4:30 PM ET

Plantation

7901 SW 6th Court, Suite 320
Plantation, FL 33324
(954) 809-3553
Monday to Friday, 8:30 AM to 4:30 PM ET
Serving

South Florida cities and neighborhoods

Ready To Talk?

The first meeting is a conversation, not a sales pitch. We'll talk about where you are, what you're working through, and whether Intercoastal is the right fit. In person in Boca Raton or Plantation, or by video from anywhere.